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381	SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 240 Release No[removed]; File No. S7[removed]STATEMENT OF GENERAL POLICY ON THE SEQUENCING OF THE COMPLIANCE DATES FOR FINAL RULES APPLICABLE TO SECURITY-BASED SWAPS ADOPTED Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2012-06-15 14:01:17 Finance 73rd United States Congress United States Securities and Exchange Commission Systemic risk Late-2000s financial crisis Dodd–Frank Wall Street Reform and Consumer Protection Act Derivative Credit default swap Securities regulation in the United States Financial economics Financial regulation United States securities law
382	COVERED CALIFORNIA GENERAL AGENT AGREEMENT GENERAL AGENCY AGREEMENT This Agreement ("Agreement") is made and entered into as of July 1, 2013, by and between the California Health Benefit Exchange (Covered California) an Add to Reading List Source URL: hbex.coveredca.com Language: English - Date: 2014-06-05 18:27:21 Institutional investors Real estate broker Health insurance Insurance Patient Protection and Affordable Care Act Medicare Government Politics Economics 111th United States Congress Presidency of Barack Obama Financial institutions
383	Eliminating the Prohibition Against General Solicitation and General Advertising in Rule 506 and Rule 144a Offerings Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2012-08-29 13:30:39 Finance SEC filings Financial regulation 73rd United States Congress Regulation D Securities Act Rule 144A Qualified institutional buyer U.S. Securities and Exchange Commission United States Securities and Exchange Commission United States securities law Financial economics
384	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION April 4, 2014 SECURITIES EXCHANGE ACT OF 1934 Release No[removed]April 4, 2014 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-04-07 12:44:01 Financial regulation U.S. Securities and Exchange Commission John Toland Wells notice General Securities Representative Exam Securities Exchange Act United States United States securities law United States Securities and Exchange Commission Financial Industry Regulatory Authority
385	OMB APPROVAL OMB Number: [removed]Estimated average burden hours per response[removed] Add to Reading List Source URL: www.c2exchange.com Language: English - Date: 2014-04-22 09:29:36 Business Securities Exchange Act Security General Securities Representative Exam U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Regulation S-K Securities Act United States securities law Financial regulation Financial economics
386	South Carolina General Assembly 120th Session, [removed]S[removed]STATUS INFORMATION Add to Reading List Source URL: www.scstatehouse.gov Language: English - Date: 2014-06-11 12:22:26 Patient Protection and Affordable Care Act Presidency of Barack Obama Health insurance exchange Health insurance Health Care Choice Act Medicine Health care Politics Health care reform in the United States 111th United States Congress Health Healthcare reform in the United States
387	UNOFFICIAL COPY AS OF[removed] 14 REG. SESS. 14 RS SB 99/GA AN ACT relating to telecommunications. Be it enacted by the General Assembly of the Commonwealth of Kentucky: âSECTION 1. A NEW SECTION OF KRS CHAPTER 278 I Add to Reading List Source URL: www.lrc.ky.gov Language: English - Date: 2014-01-30 19:07:55 Incumbent local exchange carrier Telephony Communication Unbundled access Local exchange carrier Federal Communications Commission Interconnection Local-loop unbundling Local loop Government Electronic engineering
388	SECURITIES AND EXCHANGE COMMISSION Washington D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]June 26, 2014 Admin. Proc. File No[removed]In the Matter of the Application of Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-06-26 17:34:38 Finance Financial Industry Regulatory Authority Securities regulation in the United States U.S. Securities and Exchange Commission Securities Exchange Act Broker-dealer Self-regulatory organization Registered representative General Securities Representative Exam United States securities law Financial economics Financial system
389	OTCQX RULES FOR U.S. COMPANIES TABLE OF CONTENTS 1 GENERAL CONSIDERATIONS 3 Add to Reading List Source URL: www.otcmarkets.com Language: English - Date: 2014-06-06 09:53:25 OTC Markets Group Finance Stock market United States securities law Corporate crime Securities regulation in the United States U.S. Securities and Exchange Commission Stock Securities Exchange Act Financial economics Corporate finance Investment
390	Federal Register / Vol. 79, No[removed]Monday, July 7, [removed]Notices 2. Statutory Basis OneChicago believes that the proposed rule change is consistent with Section 6(b) of the Act,3 in general, and furthers the objectiv Add to Reading List Source URL: www.c2exchange.com Language: English - Date: 2014-07-07 11:03:37 Business Financial markets United States Securities and Exchange Commission Foreign exchange market Futures contract Securities Exchange Act Order Market maker Day trading Stock market Financial economics Investment

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